{"hits":{"total":1,"hits":[{"_type":"_doc","_source":{"iacontent":"{\"basicInformation\": {\"individualId\": 1491194, \"firstName\": \"JOHN\", \"middleName\": \"CHRISTIAN\", \"lastName\": \"BARRETT\", \"otherNames\": [\"JOHN  BARRETT\"], \"bcScope\": \"Active\", \"iaScope\": \"Active\", \"daysInIndustryCalculatedDateIAPD\": \"5/11/1986\"}, \"currentEmployments\": [{\"firmId\": 7691, \"firmName\": \"MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED\", \"iaOnly\": \"N\", \"registrationBeginDate\": \"8/13/1986\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"ACTIVE\", \"iaSECNumber\": \"14235\", \"iaSECNumberType\": \"801\", \"bdSECNumber\": \"7221\", \"branchOfficeLocations\": [{\"displayOrder\": 1, \"locatedAtFlag\": \"Y\", \"supervisedFromFlag\": \"N\", \"privateResidenceFlag\": \"N\", \"branchOfficeId\": \"93000\", \"street1\": \"225 LIBERTY ST\", \"city\": \"NEW YORK\", \"cityAlias\": [\"MANHATTAN\", \"NEW YORK\", \"NEW YORK CITY\", \"NY\", \"NY CITY\", \"NYC\"], \"state\": \"NY\", \"country\": \"United States\", \"zipCode\": \"10281\", \"latitude\": \"40.712411\", \"longitude\": \"-74.015318\", \"geoLocation\": \"40.712411,-74.015318\", \"nonRegisteredOfficeFlag\": \"N\", \"elaBeginDate\": \"07/21/1986\"}]}], \"currentIAEmployments\": [{\"firmId\": 7691, \"firmName\": \"MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED\", \"iaOnly\": \"Y\", \"registrationBeginDate\": \"4/24/1998\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"ACTIVE\", \"iaSECNumber\": \"14235\", \"iaSECNumberType\": \"801\", \"bdSECNumber\": \"7221\", \"branchOfficeLocations\": [{\"displayOrder\": 1, \"locatedAtFlag\": \"Y\", \"supervisedFromFlag\": \"N\", \"privateResidenceFlag\": \"N\", \"branchOfficeId\": \"93000\", \"street1\": \"225 LIBERTY ST\", \"city\": \"NEW YORK\", \"cityAlias\": [\"MANHATTAN\", \"NEW YORK\", \"NEW YORK CITY\", \"NY\", \"NY CITY\", \"NYC\"], \"state\": \"NY\", \"country\": \"United States\", \"zipCode\": \"10281\", \"latitude\": \"40.712411\", \"longitude\": \"-74.015318\", \"geoLocation\": \"40.712411,-74.015318\", \"nonRegisteredOfficeFlag\": \"N\", \"elaBeginDate\": \"07/21/1986\"}]}], \"previousEmployments\": [{\"iaOnly\": \"N\", \"iaSECNumber\": \"3702\", \"iaSECNumberType\": \"801\", \"bdSECNumber\": \"35008\", \"firmId\": 79, \"firmName\": \"BEAR, STEARNS & CO. INC.\", \"registrationBeginDate\": \"4/23/1986\", \"registrationEndDate\": \"7/24/1986\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"ACTIVE\"}], \"previousIAEmployments\": [], \"disclosureFlag\": \"N\", \"iaDisclosureFlag\": \"N\", \"disclosures\": [], \"iaDisclosures\": [], \"examsCount\": {\"stateExamCount\": 2, \"principalExamCount\": 0, \"productExamCount\": 3}, \"stateExamCategory\": [{\"examCategory\": \"Series 65\", \"examName\": \"Uniform Investment Adviser Law Examination\", \"examTakenDate\": \"4/30/1992\", \"examScope\": \"IA\"}, {\"examCategory\": \"Series 63\", \"examName\": \"Uniform Securities Agent State Law Examination\", \"examTakenDate\": \"5/21/1986\", \"examScope\": \"BC\"}], \"principalExamCategory\": [], \"productExamCategory\": [{\"examCategory\": \"SIE\", \"examName\": \"Securities Industry Essentials Examination\", \"examTakenDate\": \"10/1/2018\", \"examScope\": \"BC\"}, {\"examCategory\": \"Series 31\", \"examName\": \"Futures Managed Funds Examination\", \"examTakenDate\": \"12/15/1994\", \"examScope\": \"BC\"}, {\"examCategory\": \"Series 7\", \"examName\": \"General Securities Representative Examination\", \"examTakenDate\": \"4/19/1986\", \"examScope\": \"BC\"}], \"registrationCount\": {\"hasInactiveRegistration\": \"N\", \"hasSuspendedRegistration\": \"N\", \"approvedSRORegistrationCount\": 6, \"approvedFinraRegistrationCount\": 1, \"approvedStateRegistrationCount\": 45, \"approvedIAStateRegistrationCount\": 4}, \"registeredStates\": [{\"state\": \"Alabama\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/10/2020\"}, {\"state\": \"Arizona\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/29/2014\"}, {\"state\": \"California\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/3/1986\"}, {\"state\": \"Colorado\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/3/1991\"}, {\"state\": \"Colorado\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"12/14/2020\"}, {\"state\": \"Connecticut\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"8/14/1986\"}, {\"state\": \"Delaware\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"1/23/2009\"}, {\"state\": \"District of Columbia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/30/2002\"}, {\"state\": \"Florida\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/29/1986\"}, {\"state\": \"Georgia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/21/1989\"}, {\"state\": \"Hawaii\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/10/2020\"}, {\"state\": \"Idaho\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"8/2/2013\"}, {\"state\": \"Illinois\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"10/12/1990\"}, {\"state\": \"Indiana\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/7/2020\"}, {\"state\": \"Kansas\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"10/27/1995\"}, {\"state\": \"Kentucky\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"10/18/2011\"}, {\"state\": \"Louisiana\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/10/2020\"}, {\"state\": \"Maine\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"11/27/2018\"}, {\"state\": \"Maryland\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"4/19/1990\"}, {\"state\": \"Massachusetts\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/26/1986\"}, {\"state\": \"Michigan\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/24/1998\"}, {\"state\": \"Minnesota\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/14/2020\"}, {\"state\": \"Mississippi\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/21/2014\"}, {\"state\": \"Missouri\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/30/1995\"}, {\"state\": \"Nebraska\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"1/14/2025\"}, {\"state\": \"Nevada\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/27/2015\"}, {\"state\": \"New Hampshire\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"1/11/2018\"}, {\"state\": \"New Jersey\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"8/14/1986\"}, {\"state\": \"New Jersey\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"3/17/2004\"}, {\"state\": \"New Mexico\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/10/2020\"}, {\"state\": \"New York\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"8/13/1986\"}, {\"state\": \"New York\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"4/19/2021\"}, {\"state\": \"North Carolina\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"10/10/1989\"}, {\"state\": \"North Dakota\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/10/2020\"}, {\"state\": \"Ohio\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"4/22/2020\"}, {\"state\": \"Oregon\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/10/2020\"}, {\"state\": \"Pennsylvania\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/26/1986\"}, {\"state\": \"Rhode Island\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"4/26/1999\"}, {\"state\": \"South Carolina\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"2/10/1987\"}, {\"state\": \"Tennessee\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/10/2020\"}, {\"state\": \"Texas\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"4/24/1998\"}, {\"state\": \"Texas\", \"regScope\": \"IA\", \"status\": \"APPROVED_RES\", \"regDate\": \"4/24/1998\"}, {\"state\": \"Utah\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/19/2012\"}, {\"state\": \"Vermont\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/18/2007\"}, {\"state\": \"Virginia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/29/1986\"}, {\"state\": \"Washington\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"4/6/1994\"}, {\"state\": \"West Virginia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/10/2020\"}, {\"state\": \"Wisconsin\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"1/13/2016\"}, {\"state\": \"Wyoming\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/28/2006\"}], \"registeredSROs\": [{\"sro\": \"Cboe BYX Exchange, Inc.\", \"status\": \"APPROVED\"}, {\"sro\": \"Cboe BZX Exchange, Inc.\", \"status\": \"APPROVED\"}, {\"sro\": \"Cboe Exchange, Inc.\", \"status\": \"APPROVED\"}, {\"sro\": \"FINRA\", \"status\": \"APPROVED\", \"CategoriesList\": [\"Full Registration/General Securities Representative\"]}, {\"sro\": \"Nasdaq Stock Market\", \"status\": \"APPROVED\"}, {\"sro\": \"New York Stock Exchange\", \"status\": \"APPROVED\"}], \"brokerDetails\": {\"hasBCComments\": \"N\", \"hasIAComments\": \"N\", \"legacyReportStatusDescription\": \"Not Requested\"}}"}}]}}